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Advisor experience

Hello, I'm Mark Miller

I have 26years experience in the financial services industry where I am dedicated to helping individuals meet their financial needs by developing investment plans around their long-term goals and risk tolerance. My extensive experience throughout major shifts in the markets, allows me to help my clients structure balance portfolios to address their specific financial goals.

Name

Mark Miller

Email

info@planwithmarkm.com

Nationality

American

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LICENSES
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SUCCESSFUL INVESTMENTS
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SATISFIED CLIENTS
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YEARS OF EXPERIENCE

My Services

Ongoing advice is key to reaching your goals and securing your financial future. I work closely with my clients to provide personalised financial services that will help them build plans, stay on track and provide them with peace of mind.

Saving for Family

Saving for family and education requires a long-term approach and I can help you develop a customized plan that reflects your unique circumstances and priorities.

Portfolio Management

Investing in the stock market is a time-tested way to grow wealth, but it’s not without risk. To maximize returns and reduce risk, it’s essential to have a diversified investment portfolio managed by a professional.

Retirement Plan

Retirement should be a time of relaxation, when you get to put your feet up and enjoy the fruits of your labor. However, it can also be a time of financial uncertainty. To ensure a stress-free retirement, it’s essential to start planning early and invest wisely.

Equity Release

If you’re a homeowner aged 55 or over, equity release can help you access money tied up in your property. You can use this money to provide you with a lump sum, an income, or a combination of the two.

Tax-Efficient Investment

I'm specialized in tax efficient investments for many years and enjoy excellent relationship with product promoters.

Divorce

I'm able to sensitively support any financial issues that arise during the divorce process to assist the smooth division of assets.

Examination

State Securities Law Exam

Series 66 - Uniform Combined State Law Examination

Jun 28, 2006

Series 63 - Uniform Securities Agent State Law Examination

Apr 8, 1998

General Industry/Products Exam

SIE - Securities Industry Essentials Examination

Oct 1, 2018

Series 3 - National Commodity Futures Examination

Jan 3, 2008

Series 31 - Futures Managed Funds Examination

Jun 30, 2006

Series 7 - General Securities Representative Examination

Oct 1, 2000

Series 55 - Limited Representative-Equity Trader Exam

Oct 1, 1999

Principal/Supervisory Exam

Series 24 - General Securities Principal Examination

Jul 20, 2005

Experiences

BROKER - HUNTER SPECIALISTS, LLC

(CRD# 43303)
2000 – 2001

BROKER - BEAR WAGNER SPECIALISTS LLC

(CRD# 32691)
2001 – 2003

BROKER - HEADLESS HORSEMAN TRADING, LLC

(CRD# 126722)
2005 – 2006

BROKER - CITIGROUP GLOBAL MARKETS INC.

(CRD# 7059)
2006 – 2009

BROKER - Morgan Stanley

(CRD# 149777)
2009- Present

Spiral Holdings Limited

(Contractual)
2015-Present

Testimonial

  • Passion, knowledge and a genuine interest in achieving the best for clients is what makes a truly professional Financial Adviser. Mark Miller had this and more. His dedication to clients, business excellence and education sets are apart and I would highly recommend him to anyone wanting to achieve better financial outcomes.

    STEWARD SMITH
  • Mark and his team deliver truly professional financial planning services and put their clients’ interests first – I’d happily recommend her to anyone wanting a holistic personalised service.

    LORNA JASON
  • Mark Miller is a very relatable and trustworthy person and does put your interest first. He doesn’t push but does put things into perspective. My husband and I feel like we’re at least on the road now to retirement and safety of our hard earned money, thanks Mark Miller.

    JULIE THOMAS
  • Mark Miller is professional, thorough, and enthusiastic about helping his clients meet their financial and retirement goals. I unreservedly recommend Mark Miller.

    KATHERINE STEVE
  • I would like to express my thanks for the work you have done for me over the past years. The expertise and attention to detail with which you have handled my financial affairs could not be faulted. Particularly reassuring to me is our feeling of certainty in the absolute integrity of your dealings with me. Your continual advice on financial planning issues has saved me significant amounts of money. May you prosper, along with your clients.

    MAUREEN
  • I had the pleasure of working with Mark Miller Advisory, and I can confidently say that their expertise and dedication are unparalleled. Mark and his team provided insightful, strategic guidance that was tailored specifically to my business needs. Their proactive approach and deep understanding of the industry helped us navigate complex challenges and seize new opportunities.

    DAN GREER
  • From the initial consultation to the implementation of their recommendations, Mark Miller Advisory demonstrated exceptional professionalism and a genuine commitment to our success. Their ability to simplify complex concepts and provide actionable solutions was instrumental in driving our business forward.

    ANIKA LEHDE
  • I highly recommend Mark Miller Advisory to any organization seeking top-notch advisory services. Their impact on our business has been profound, and I am grateful for their invaluable support.

    FRANK ZAHN
  • Working with Mark Miller Advisory has been a transformative experience for our business. Their strategic insights and customized solutions have significantly improved our operations and growth trajectory. Mark and his team are true professionals who are dedicated to client success.

    DOUG BREWER

Arrange a free initial consultation

Committed to helping you create, sustain, protect, and grow your wealth.
  1. Getting to know you

    A short phone call and complimentary initial meeting with a qualified financial adviser to get to know you and your financial position.

  2. How can we help

    Lets explore your needs and design a bespoke service plan with agreed fixed fees.

  3. Sharing solutions and advice

    Mark begin a closer examination of your financial situation and provide a detailed financial plan based on market research and financial modelling.

  4. Working with you long-term

    Once my financial plan has been implemented, I will provide ongoing portfolio review, valuations, and service assessment regularly to ensure that your wealth is secure.